SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
TRIMAS CORP

(Last) (First) (Middle)
39400 WOODWARD AVENUE
SUITE 130

(Street)
BLOOMFIELD HILLS MI 48304

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
06/30/2015
3. Issuer Name and Ticker or Trading Symbol
Horizon Global Corp [ HZN ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 18,116,312(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. In connection with the spin-off of Horizon Global Corporation ("Horizon") by the Reporting Person, in furtherance of the Reorganization, as defined in the Separation and Distribution Agreement, dated June 30, 2015, between the Reporting Person and Horizon, TriMas Company LLC, a wholly owned subsidiary of the Reporting Person, caused to be distributed to the Reporting Person on June 30, 2015 all 100 outstanding shares of common stock of Horizon, which immediately prior to such distribution split into approximately 18,116,312 shares of common stock of Horizon, resulting in the Reporting Person's ownership of such number of shares.
Remarks:
/s/ Joshua A. Sherbin, Vice President, General Counsel & Secretary 07/01/2015
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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